Fonetic is proud to announce their collaboration with the inaugural event uniting Industry experts, regulators, exchanges and fintech leaders.
Taking place in Houston, The FIA Commodities Symposium will be addressing key regulatory initiatives from the CFTC, dedicated solely to the commodities markets. The one-day conference will cover the latest developments in CFTC and FERC enforcement as well as current Best Practise in compliance programs and operational issues for hedgers and end users, among other topics.
Fonetic is looking forward to learning from likes of Dan M. Berkovitz, CFTC Commissioner, Vincent McGonagale, Principal Deputy Director, Division of Enforcement, CFTC and Jamila Piracci, Vice President, OTC Derivatives, NFA.
Compliance departments in commodities are facing very complex issues which are continuously evolving. Establishing best practises which cover all aspects of the compliance program such as detection and prevention is something of heightened interest. This, follows two Spanish firms being fined for REMIT breaches around ‘Physical Withholding’ and the CFTC charging Natural Gas Head Trader for Fraudulently mismarking futures and physical positions.
Fonetic has worked in the fintech field for over 10 years implementing voice surveillance for trading floors in Capital Markets and Energy sectors. This has given us deep insight into the linguistic nature and behaviours of employees working in the field to help firms better detect fraudulent activity. Using our in-house experts and proprietary AI-technology, we are able to deliver accurate insights on a firm’s trading activity and proactively prevent market manipulation and other types of wrongdoing.
FIA Commodities Symposium
Date: 11 June 2019
Location: Houston, TX
To arrange a meeting with one of our team on the day, get in touch.
Looking for more info on how Fonetic can help Commodity and Energy firms achieve surveillance and compliance sucess? Read our case study on implementing voice surveillance in a leading Energy trading company.