Fonetic’s response to the FCA’s Market Watch 60 newsletter

Fonetic Team
Tuesday, 06 August 2019 / Published in Communications Surveillance, Regulation

After an ex-UBS employee was sentenced to 3 years in jail for insider trading, the FCA has decided to focus its August newsletter on market conduct and controlling access to inside information. The regulator has reported an “inability to respond to a regulatory request with accurate records of who had access to inside information.”